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SUTHERLAND'S BRIAN RUBIN AUTHORS ARTICLE "HOW FIRMS SCORE WHEN THEY TAKE ON THE SEC OR FINRA"
In their article for Law360, “How Firms Score When They Take on the SEC or FINRA”, Sutherland Partner Brian Rubin and summer associate Lauren Shor highlight findings of Sutherland’s study of FINRA’s litigated disciplinary proceedings and SEC enforcement actions.
Drawing parallels between World Cup soccer and the unforgiving format of SEC and FINRA litigation, they conclude that it can sometimes pay to take on the SEC or FINRA. Read the full article here.